Search Result

401 - 420 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)