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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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PERG 13.2 General

As Published: 2007

PERG 13.2 General

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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Similar To

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 13.3 Investment Services and Activities

BIPRU 1.1 Application

PERG 14.2 General issues

COLL 4.2 Pre-sale notifications

REC 3.6 Constitution and governance

REC 2.16A Operation of a multilateral trading facility

COLL 2.1 Authorised fund applications

PRIN 3.1 Who?

SUP 15.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

FIT 1.2 Introduction

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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CASS 5.3 Statutory trust

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 13.2 General

FEES 5.3 The general levy

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups