Search Result

221 - 240 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA