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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

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FEES 5.3 The general levy

REC 2.13 Promotion and maintenance of standards

PERG 9.7 The investment condition: the 'reasonable investor'

REC 3.6 Constitution and governance

GEN 6.1 Payment of financial penalties

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CRED 8.3 Version 1 credit unions

LR 19.4 Continuing obligations

FEES 4.2 Obligation to pay periodic fees

PERG 5.11 Other aspects of exclusions

LR 13.2 Approval of circulars

REC 2.16A Operation of a multilateral trading facility

COBS 20.2 Treating with-profits policyholders fairly

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading