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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

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