Search Result

401 - 420 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 19.1 Application

As Published: 2005

LR 19.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements