Search Result

281 - 300 of 746 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing