Search Result

261 - 280 of 1014 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 8.1 Application

As Published: 2005

LR 8.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction