Search Result

161 - 180 of 973 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce