Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.6 Compliance reports

PERG 4.5 Arranging regulated mortgage contracts

PERG 2.11 What to do now ?

PERG 9.7 The investment condition: the 'reasonable investor'

COLL 6.8 Income: accounting, allocation and distribution

SUP 12.1 Application and purpose

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

REC 3.2 Form and method of notification

TC 2.1 Assessing and maintaining competence

COBS 2.2 Information disclosure before providing services

COBS 15.2 The right to cancel

SUP 5.5 Duties of firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 4.3 Approvals and notifications

REC 3.26 Proposals to make regulatory provision

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order