Search Result

221 - 240 of 864 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime