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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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