Search Result

141 - 160 of 838 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements