Search Result

621 - 640 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction