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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 7.2 Interviews

SUP 13A.1 Application and purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

CASS 7A.2 Primary pooling events

COBS 2.3 Inducements

SUP App 3.3 Background

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SUP 12.1 Application and purpose

REC 2.1 Introduction

REC 1.1 Application

GENPRU 2.2 Capital resources

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 11.7 Personal account dealing

COBS 11.2 Best execution

SUP 12.2 Introduction

LR 8.6 Criteria for approval as a sponsor