Search Result

261 - 280 of 1045 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model