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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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