Search Result

141 - 160 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application