Search Result

101 - 120 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings