Search Result

941 - 960 of 1015 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives