Search Result

681 - 700 of 1125 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability