Search Result

41 - 60 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SYSC 1.4 Application of SYSC 11 to SYSC 19A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 19A

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure