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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose