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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability