Search Result

421 - 440 of 1043 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator