Search Result

141 - 160 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities