Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COLL 8.4 Investment and borrowing powers

MIPRU 4.4 Calculation of capital resources

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PERG 13.5 Exemptions from MiFID

SYSC 1.4 Application of SYSC 11 to SYSC 19A

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COND 2.3 Threshold condition 3: Close links

LR 10.7 Transactions by specialist companies

COLL 8.3 Investor relations

PERG 15.7 Transitional arrangements

REC 4.2D Suspension and removal of financial instruments from trading

SUP 13A.9 The precautionary measure rule for incoming EEA firms

BIPRU 14.1 Application and purpose

DISP 2.7 Is the complainant eligible?

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order