Search Result

641 - 660 of 1004 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition