Search Result

301 - 320 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General