Search Result

261 - 280 of 914 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PR App 1.1

As Published: 2005

PR App 1.1

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms