Search Result

161 - 180 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose