Search Result

721 - 740 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs