Search Result

601 - 620 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus