Search Result

441 - 460 of 794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping