Search Result

381 - 400 of 1095 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms