Search Result

341 - 360 of 368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DISP App 3.7 Approach to redress

As Published: 2010

DISP App 3.7 Approach to redress

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility