Search Result

321 - 340 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints