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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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COBS 18.11 Authorised professional firms

PERG 8.14 Other financial promotions

CRED 10.1 Application and purpose

MIPRU 3.2 Professional indemnity insurance requirements

PERG 4.12 Appointed representatives

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COBS 11.4 Client limit orders

MCOB 7.6 Mortgages: event-driven information

SUP 15.3 General notification requirements

COBS 4.4 Compensation information

COBS 16.4 Statements of client designated investments or client money

ICOBS 5.2 Statement of demands and needs

SUP 14.3 Changes to cross border services

PERG 13.7 The territorial application of MiFID

COBS 1.1 The general application rule

MCOB 4.11 Sale and rent back: advising and selling standards

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 9.3 Guidance on assessing suitability

COBS 4.8 Cold calls and other promotions that are not in writing