Search Result

461 - 480 of 924 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3