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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend