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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 13.2 General

As Published: 2007

PERG 13.2 General

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision