Search Result

141 - 160 of 995 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order