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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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LR 9.2 Requirements with continuing application

PERG 2.8 Exclusions applicable to particular regulated activities

LR 11.1 Related party transactions

ICOBS 1.1 The general application rule

DTR 5.4 Aggregation of managed holdings

SUP 13.2 Introduction

SUP 11.9 Changes in close links

SUP 12.2 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 12.5 Contracts: required terms

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DEPP 6.2 Deciding whether to take action

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13.5 Notices of intention

SYSC 6.1 Compliance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SYSC 2.1 Apportionment of Responsibilities

REC 2.5 Systems and controls and conflicts

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups