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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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BIPRU 5.4 Financial collateral

LR 4.2 Contents and format of listing particulars

PR 3.2 Filing and publication of prospectus

SYSC 2.1 Apportionment of Responsibilities

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 18.4 Friendly Society transfers and amalgamations

COBS 11.2 Best execution

LR 10.2 Classifying transactions

RCB 6.2 Policy on decision and warning notices

SUP 13A.3 Qualifications for authorisation under the Act

COLL 8.2 Constitution

COBS 4.12 Unregulated collective investment schemes

PERG 4.11 Link between activities and the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 4.2 Persons who effectively direct the business

MCOB 5.6 Content of illustrations

REC 3.14A Operation of a regulated market or MTF

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 5.4 Aggregation of managed holdings