Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 8.3 Role of a sponsor: general

LR 14.2 Requirements for listing

COLL 4.3 Approvals and notifications

DEPP 3.2 The operation of the RDC

PR 2.3 Minimum information to be included in a prospectus

COLL 6.9 Independence, names and UCITS business restrictions

DTR 7.2 Corporate governance statements

DISP 1.1 Purpose and application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 3.3 Shares

LR 9.4 Documents requiring prior approval

LR 5.4 Restoring listing

BIPRU 11.2 Basis of disclosures

BIPRU 2.1 Solo consolidation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DEPP 5.1 Settlement decision makers

REC 1.1 Application

BIPRU 2.2 Internal capital adequacy standards

REC 3.15 Suspension of services and inability to operate facilities

SUP 13.3 Establishing a branch in another EEA State