Search Result

1021 - 1040 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping