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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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