Search Result

721 - 740 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application