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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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