Search Result

681 - 700 of 874 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing